SEC Form 4 · accession 0001553350-17-000022
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward B Smith III
Director
Period of report
Jan 2, 2017
Accepted (ET)
Jan 4, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.88 | Jan 2, 2017 | A | 90,000 | A | Jan 2, 2018 | Jan 1, 2027 | Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1The option vests in full on the one year anniversary of the date of grant.