SEC Form 4 · accession 0001553350-16-001925
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K A Prendergast
Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 7:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.65 | Apr 21, 2016 | A | 40,000 | A | Apr 21, 2016 | Apr 20, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These options are exercisable over a ten (10) year period, vesting monthly on a pro rate basis over a four (4) year period.