SEC Form 4 · accession 0001553350-15-000752
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Taylor Schreiber
Officer — Chief Scientific Officer
Period of report
Jul 23, 2015
Accepted (ET)
Jul 27, 2015 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $6.03 | Jul 23, 2015 | A | 35,000 | A | Jul 23, 2015 | Jul 22, 2025 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1These options vest pro rata on a monthly basis over a four year period.