SEC Form 4 · accession 0001553350-15-000178
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Price
Officer — VP Clinical/Regulatory Affairs
Period of report
Oct 15, 2014
Accepted (ET)
Feb 27, 2015 · 1:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $5.30 | Oct 15, 2014 | A | 10,000 | A | Oct 31, 2014 | Oct 14, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1These options vest pro rata on a monthly basis over a four year period.