SEC Form 4 · accession 0001553350-15-000042
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil K. Goyal
Officer — VP of Business Development
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $4.53 | Jan 12, 2015 | A | 12,500 | A | Jan 12, 2015 | Jan 11, 2025 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1These options vest pro rata on a monthly basis over a four year period.