SEC Form 4 · accession 0001144204-17-009379
GOLUB CAPITAL BDC, Inc. · GBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Golub
Officer — Chief Executive Officer · Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Feb 14, 2017 | S | 955,896 | $18.52 | D | 0 | I | By GCOP LLC |
| Common Stock, par value $0.001 per share | holding | — | — | — | 100,312 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to his control of and ownership interest in GCOP LLC ("GCOP"), which previously owned 955,895.779 shares of Common Stock of the Issuer, Mr. Golub could have been viewed as having investment power over all of the shares owned by such entity. On February 14, 2017, GCOP sold all of its shares to Golub Capital Employee Grant Program Rabbi Trust at $18.52 per share for the purpose of awarding incentive compensation to employees of Golub Capital LLC and its affiliates.