SEC Form 4 · accession 0001144204-15-036487
GOLUB CAPITAL BDC, Inc. · GBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Golub
Officer — Chief Executive Officer · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 10, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Jun 9, 2015 | P | 21,771 | $17.27 | A | 110,535 | I | CDGQ LLC |
| Common Stock, par value $0.001 per share | holding | — | — | — | 100,311 | D | ||
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 1,245 | I | CDGPE LLC | |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 539,272 | I | By GCOP LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.19 to $17.30, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The shares reported herein are directly beneficially owned by CDGQ LLC and are held for the benefit of Mr. Golub's family trust.
- F3The shares reported herein are directly beneficially owned by CDGPE LLC and are held for the benefit of Mr. Golub's family trust.
- F4Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCOP LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCOP LLC.