SEC Form 4 · accession 0001476651-18-000110

FCB FINANCIAL HOLDINGS, INC. · FCB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice Chairman · Director

Period of report

Mar 8, 2018

Accepted (ET)

Mar 12, 2018 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001476651

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $.001 per share	Mar 8, 2018	X	34,619	$26.18	A	315,356	D
Class A Common Stock, par value $.001 per share	Mar 8, 2018	X	70,276	$28.28	A	385,632	D
Class A Common Stock, par value $.001 per share	Mar 8, 2018	S	50,547	$57.25	D	335,085	D
Class A Common Stock, par value $.001 per share^F3	Mar 9, 2018	X	70,274	—	A	70,274	I	By The Descendant's Trust f/b/o Grace Dora Lieberman
Class A Common Stock, par value $.001 per share	Mar 9, 2018	S	32,204	$57.25	D	38,070	I	By The Descendant's Trust f/b/o Grace Dora Lieberman
Class A Common Stock, par value $.001 per share^F4	Mar 9, 2018	X	70,274	—	A	70,274	I	By The Descendant's Trust f/b/o Samuel Aaron Lieberman
Class A Common Stock, par value $.001 per share	Mar 9, 2018	S	32,204	$57.25	D	38,070	I	By The Descendant's Trust f/b/o Samuel Aaron Lieberman
Class A Common Stock, par value $.001 per share^F5	Mar 9, 2018	X	70,274	—	A	70,274	I	By The Descendant's Trust f/b/o Cara Tillie Lieberman
Class A Common Stock, par value $.001 per share	Mar 9, 2018	S	32,204	$57.25	D	38,070	I	By The Descendant's Trust f/b/o Cara Tillie Lieberman
Class A Common Stock, par value $.001 per share^F6	holding	—	—		—	25,000	I	By grantor retained annuity trust
Class A Common Stock, par value $.001 per share^F7	holding	—	—		—	89,002	I	By descendants' trusts
Class A Common Stock, par value $.001 per share^F8	holding	—	—		—	1,995	I	By Bond Street Management, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Warrants (right to buy)^F9	$26.18	Mar 8, 2018	X	34,619	D	—	Nov 12, 2019	Class A Common Stock	34,619	196,649	D
Common Stock Warrants (right to buy)^F9	$28.28	Mar 8, 2018	X	70,276	D	—	Nov 12, 2019	Class A Common Stock	70,276	126,373	D
Common Stock Warrants (right to buy)^F3,F9	—	Mar 9, 2018	X	70,274	D	—	Nov 12, 2019	Class A Common Stock	70,274	77,434	I
Common Stock Warrants (right to buy)^F4,F9	—	Mar 9, 2018	X	70,274	D	—	Nov 12, 2019	Class A Common Stock	70,274	77,434	I
Common Stock Warrants (right to buy)^F5,F9	—	Mar 9, 2018	X	70,274	D	—	Nov 12, 2019	Class A Common Stock	70,274	77,434	I

F1All shares to which the transaction code "S" is applied in Table I consist of shares withheld by FCB Financial Holdings, Inc. (the "Issuer") to pay the exercise price upon the "cashless exercise" of warrants, which cashless exercise may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the warrant shares withheld. This Form does not report any sale by the reporting person of any shares issued to him upon the exercise of warrants or otherwise.
F2See Exhibit 99.1 to this Form 4 for explanation of note (2).
F3See Exhibit 99.1 to this Form 4 for explanation of note (3).
F4See Exhibit 99.1 to this Form 4 for explanation of note (4).
F5See Exhibit 99.1 to this Form 4 for explanation of note (5).
F6See Exhibit 99.1 to this Form 4 for explanation of note (6).
F7See Exhibit 99.1 to this Form 4 for explanation of note (7).
F8See Exhibit 99.1 to this Form 4 for explanation of note (8).
F9See Exhibit 99.1 to this Form 4 for explanation of note (9).