SEC Form 4 · accession 0001476651-18-000097
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Novelly
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Feb 21, 2018 | A | 3,505 | $0.00 | A | 5,505 | D | |
| Class A Common Stock, par value $.001 per shareF1 | holding | — | — | — | 647,000 | I | By St. Albans Global Management Limited Partnership, LLLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock owned by St. Albans Global Management Limited Partnership, LLLP ("SAGM"), which Mr. Novelly may be deemed to beneficially own by reason of his position as chief executive officer of, and his minor pecuniary interest in, SAGM. Mr. Novelly disclaims beneficial ownership of any shares held by SAGM except to the extent of his minor pecuniary interest.