SEC Form 5 · accession 0001476651-18-000078
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Les J Lieberman
Officer — Executive Vice Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per shareF1 | Sep 7, 2017 | G | 25,000 | $0.00 | D | 280,737 | D | |
| Class A Common Stock, par value $.001 per shareF2 | holding | — | — | — | 25,000 | I | By grantor retained annuity trust | |
| Class A Common Stock, par value $.001 per shareF3 | holding | — | — | — | 89,002 | I | By descendants' trusts | |
| Class A Common Stock, par value $.001 per shareF4 | holding | — | — | — | 1,995 | I | By Bond Street Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This includes an aggregate of 9,430 shares distributed to the reporting person from a grantor retained annuity trust for the benefit of himself and his three children and is reduced by a net of 25,000 shares contributed by the reporting person to another such grantor retained annuity trust.
- F2This includes shares contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three children. As the reporting person is not the trustee of the grantor retained annuity trust, the reporting person disclaims beneficial ownership of the securities held by such grantor retained annuity trust.
- F3This includes shares distributed from a grantor retained annuity trust for the benefit of the reporting person and his three children to three descendants' trusts for the respective benefit of such children. The reporting person disclaims beneficial ownership of the securities held by such descendants' trusts.
- F4This includes 1,995 shares beneficially owned by the reporting person through Bond Street Management, LLC.