SEC Form 4 · accession 0001476651-18-000008
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Tese
Officer — Executive Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per shareF1 | Dec 31, 2017 | A | 10,101 | $0.00 | A | 606,018 | D | |
| Class A Common Stock, par value $.001 per shareF2 | Dec 31, 2017 | A | 6,966 | $0.00 | A | 612,984 | D | |
| Class A Common Stock, par value $.001 per share | Dec 31, 2017 | F | 9,528 | $50.80 | D | 603,456 | D | |
| Class A Common Stock, par value $.001 per shareF3 | holding | — | — | — | 1,995 | I | By Bond Street Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 29, 2016, the reporting person was granted 30,303 restricted shares of Class A common stock of FCB Financial Holdings Inc. (the "Issuer"), one-third of which vest on each of December 31, 2016, 2017 and 2018, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
- F2On March 28, 2017, the reporting person was granted 20,898 restricted shares of Class A common stock of the Issuer, one-third of which vest on each of December 31, 2017, 2018 and 2019, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
- F3This includes 1,995 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.