SEC Form 4 · accession 0001387131-17-004999
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Bernikow
Director
Period of report
Oct 5, 2017
Accepted (ET)
Oct 10, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Oct 5, 2017 | M | 6,553 | $20.00 | A | 10,753 | D | |
| Class A Common Stock, par value $.001 per share | Oct 5, 2017 | S | 6,553 | $49.00 | D | 4,200 | D | |
| Class A Common Stock, par value $.001 per share | Oct 6, 2017 | M | 37,577 | $20.00 | A | 41,777 | D | |
| Class A Common Stock, par value $.001 per share | Oct 6, 2017 | S | 37,577 | $49.00 | D | 4,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $20.00 | Oct 5, 2017 | M | 6,553 | D | Jan 25, 2013 | Dec 9, 2019 | Class A Common Stock | 6,553 | 37,577 | D |
| Option to Purchase | $20.00 | Oct 6, 2017 | M | 37,577 | D | Jan 25, 2013 | Dec 9, 2019 | Class A Common Stock | 37,577 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2017.