SEC Form 4 · accession 0001387131-17-000974
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Constance
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Feb 14, 2017 | M | 10,000 | $20.00 | A | 12,000 | D | |
| Class A Common Stock, par value $.001 per shareF1 | Feb 14, 2017 | S | 10,000 | $47.6375 | D | 2,000 | D | |
| Class A Common Stock, par value $.001 per share | Feb 15, 2017 | M | 20,000 | $20.00 | A | 22,000 | D | |
| Class A Common Stock, par value $.001 per shareF2 | Feb 15, 2017 | S | 20,000 | $47.6365 | D | 2,000 | D | |
| Class A Common Stock, par value $.001 per share | Feb 16, 2017 | M | 20,000 | $20.00 | A | 22,000 | D | |
| Class A Common Stock, par value $.001 per shareF3 | Feb 16, 2017 | S | 20,000 | $48.3982 | D | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $20.00 | Feb 14, 2017 | M | 10,000 | D | Jan 25, 2013 | Mar 29, 2020 | Class A Common Stock | 10,000 | 40,000 | D |
| Option to Purchase | $20.00 | Feb 15, 2017 | M | 20,000 | D | Jan 25, 2013 | Mar 29, 2020 | Class A Common Stock | 20,000 | 20,000 | D |
| Option to Purchase | $20.00 | Feb 16, 2017 | M | 20,000 | D | Jan 25, 2013 | Mar 29, 2020 | Class A Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.60 to $47.70, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.45 to $47.775, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.30 to $48.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.