SEC Form 4 · accession 0001387131-17-000949
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent S Ellert
Officer — President & CEO · Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Feb 14, 2017 | M | 16,667 | $19.75 | A | 16,667 | I | By Spouse |
| Class A Common Stock, par value $.001 per shareF1 | Feb 14, 2017 | S | 16,667 | $47.3634 | D | 0 | I | By Spouse |
| Class A Common Stock, par value $.001 per share | holding | — | — | — | 139,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $19.75 | Feb 14, 2017 | M | 2,500 | D | Oct 15, 2016 | Oct 15, 2023 | Class A Common Stock | 2,500 | 0 | I |
| Option to Purchase | $19.75 | Feb 14, 2017 | M | 1,666 | D | Oct 15, 2016 | Oct 15, 2023 | Class A Common Stock | 1,666 | 0 | I |
| Option to Purchase | $19.75 | Feb 14, 2017 | M | 12,501 | D | Oct 15, 2016 | Oct 15, 2023 | Class A Common Stock | 12,501 | 0 | I |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.30 to $47.45, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.