SEC Form 4 · accession 0001387131-17-000672
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Novelly
Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per shareF1 | Feb 7, 2017 | A | 2,000 | $0.00 | A | 2,000 | D | |
| Class A Common Stock, par value $.001 per shareF2 | holding | — | — | — | 1,040,000 | I | By St. Albans Global Management Limited Partnership, LLLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of restricted stock units ("RSUs") to the reporting person on February 7, 2017. The RSUs vest in four equal installments on the last day of each calendar quarter of 2017, and upon vesting, each RSU converts into one share of Class A common stock of FCB Financial Holdings, Inc.
- F2Shares of Class A Common Stock owned by St. Albans Global Management Limited Partnership, LLLP, ("SAGM"), which Mr. Novelly may be deemed to beneficially own by reason of his position as chief executive officer of, and his minor pecuniary interest in, SAGM. Mr. Novelly disclaims beneficial ownership of any shares held by SAGM except to the extent of his minor pecuniary interest.