SEC Form 4 · accession 0001387131-17-000257
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart I Oran
Officer — Secretary · Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Jan 17, 2017 | M | 6,000 | $21.00 | A | 11,104 | D | |
| Class A Common Stock, par value $.001 per shareF2 | Jan 17, 2017 | S | 6,000 | $45.7107 | D | 5,104 | D | |
| Class A Common Stock, par value $.001 per shareF3 | holding | — | — | — | 315 | I | By Bond Street Management, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF5,F4 | $21.00 | Jan 17, 2017 | M | 6,000 | D | — | Jan 10, 2021 | Class A Common Stock | 6,000 | 125,239 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.45 to $45.875, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3This includes 315 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
- F4These options were granted on January 10, 2011 and were fully vested upon grant and first became exercisable on January 25, 2013.
- F5The number of shares of Class A Common Stock of the Issuer issuable upon the exercise of options reported on this Form 4 reflects only the number of such options of the option class reported herein. The reporting person also holds, directly or indirectly, an additional 105,151 shares of Class A Common Stock of the Issuer issuable upon the exercise of options and warrants to purchase 417,483 shares of Class A Common Stock of the Issuer, as reported in the reporting person's Form 3 and Form 4s previously filed with the Securities and Exchange Commission.