SEC Form 4 · accession 0001387131-17-000062
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent S Ellert
Officer — President & CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Dec 31, 2016 | A | 20,202 | $0.00 | A | 139,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF1 | $19.75 | holding | — | — | — | Oct 15, 2016 | Oct 15, 2023 | Class A Common Stock | 2,500 | 2,500 | I |
| Option to PurchaseF1 | $19.75 | holding | — | — | — | Nov 19, 2016 | Nov 19, 2023 | Class A Common Stock | 1,666 | 1,666 | I |
| Option to PurchaseF1 | $19.75 | holding | — | — | — | Feb 6, 2017 | Dec 23, 2023 | Class A Common Stock | 12,501 | 12,501 | I |
| Option to PurchaseF1 | $36.11 | holding | — | — | — | Aug 8, 2021 | Aug 8, 2026 | Class A Common Stock | 50,000 | 50,000 | I |
Explanation of responses
- F1As a result of his recent marriage, the reporting person may be deemed to have indirect beneficial ownership of the options beneficially owned by his spouse. The reporting person disclaims beneficial ownership of any options held by his spouse except to the extent of his pecuniary interest therein.