SEC Form 4 · accession 0001387131-16-008537
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart I Oran
Officer — Secretary · Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Dec 14, 2016 | M | 20,000 | $20.62 | A | 25,104 | D | |
| Class A Common Stock, par value $.001 per shareF1 | Dec 14, 2016 | S | 20,000 | $46.7482 | D | 5,104 | D | |
| Class A Common Stock, par value $.001 per shareF2 | holding | — | — | — | 315 | I | By Bond Street Management, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3 | $20.62 | Dec 14, 2016 | M | 20,000 | D | Jan 25, 2013 | Mar 8, 2022 | Class A Common Stock | 20,000 | 5,151 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.375 to $46.95, inclusive. Mr. Oran undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2This includes 315 shares of Class A Common Stock beneficially owned by Mr. Oran through Bond Street Management, LLC.
- F3The number of shares of Class A Common Stock of the Issuer issuable upon the exercise of options reported on this Form 4 reflects only the number of such options of the option class reported herein. The reporting person also holds, directly or indirectly, an additional 231,239 shares of Class A Common Stock of the Issuer issuable upon the exercise of options and warrants to purchase 417,483 shares of Class A Common Stock of the Issuer, as reported in the reporting person's Form 3 and Form 4s previously filed with the Securities and Exchange Commission.