SEC Form 4 · accession 0001387131-16-007623
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart I Oran
Officer — Secretary · Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per share | Oct 28, 2016 | M | 4,000 | $21.00 | A | 9,104 | D | |
| Class A Common Stock, par value $.001 per share | Oct 28, 2016 | S | 200 | $36.825 | D | 8,904 | D | |
| Class A Common Stock, par value $.001 per share | Oct 28, 2016 | S | 3,800 | $36.805 | D | 5,104 | D | |
| Class A Common Stock, par value $.001 per shareF1 | holding | — | — | — | 315 | I | By Bond Street Management, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $21.00 | Oct 28, 2016 | M | 4,000 | D | — | Jan 10, 2021 | Class A Common Stock | 4,000 | 141,239 | D |
Explanation of responses
- F1This includes 315 shares of Class A Common Stock beneficially owned by Mr. Oran through Bond Street Management, LLC.
- F2These options were granted on January 10, 2011 and were fully vested upon grant and first became exercisable on January 25, 2013.