SEC Form 4 · accession 0001140361-19-000123
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A. Novelly
Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per shareF1 | Jan 1, 2019 | D | 5,505 | — | D | 0 | D | |
| Class A Common Stock, par value $.001 per shareF2 | Jan 1, 2019 | D | 647,000 | — | D | 0 | I | By St. Albans Global Management Limited Partnership, LLLP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 5,808 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.
- F2Disposed of pursuant to the Merger Agreement in exchange for 682,585 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger. Mr. Novelly may be deemed to beneficially own shares owned by St. Albans Global Management Limited Partnership, LLLP ("SAGM") by reason of his position as chief executive officer of, and his minor pecuniary interest in, SAGM. Mr. Novelly disclaims beneficial ownership of any shares held by SAGM except to the extent of his minor pecuniary interest.