SEC Form 4 · accession 0001140361-19-000101
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Mack
Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per shareF1 | Jan 1, 2019 | D | 7,705 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $21.00 | Jan 1, 2019 | D | 50,000 | D | — | Jan 10, 2021 | Class A Common Stock | 50,000 | 0 | D |
| Option to PurchaseF3 | $20.62 | Jan 1, 2019 | D | 50,000 | D | — | Mar 8, 2022 | Class A Common Stock | 50,000 | 0 | D |
| Option to PurchaseF4 | $19.25 | Jan 1, 2019 | D | 10,000 | D | — | Jan 17, 2023 | Class A Common Stock | 10,000 | 0 | D |
| Option to PurchaseF5 | $19.75 | Jan 1, 2019 | D | 10,000 | D | — | Feb 5, 2024 | Class A Common Stock | 10,000 | 0 | D |
| Option to PurchaseF6 | $23.97 | Jan 1, 2019 | D | 10,000 | D | — | Feb 10, 2025 | Class A Common Stock | 10,000 | 0 | D |
| Option to PurchaseF7 | $29.98 | Jan 1, 2019 | D | 10,000 | D | — | Feb 23, 2026 | Class A Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,129 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger.
- F2This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 52,750 shares of Synovus common stock for $19.91 per share.
- F3This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 52,570 shares of Synovus common stock for $19.55 per share.
- F4This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 10,550 shares of Synovus common stock for $18.25 per share.
- F5This option, which provided for vesting on each of March 31, 2014, June 30, 2014, September 30, 2014 and December 31, 2014 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $18.72 per share.
- F6This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share.
- F7This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share.