SEC Form 4 · accession 0001564494-17-000003
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S Peyton
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 2,552 | $13.1646 | A | 28,730 | D | |
| Common StockF1 | holding | — | — | — | 54 | I | By daughter (Carilynn M. Peyton) | |
| Common StockF1 | holding | — | — | — | 54 | I | By daughter (Frances C. Peyton) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F3 | $13.1646 | Mar 1, 2017 | M | 2,552 | D | May 10, 2012 | May 10, 2017 | Common Stock | 2,552 | 0 | D |
| Stock OptionF2,F4 | $10.2884 | holding | — | — | — | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 1,215 | 1,215 | D |
| Stock OptionF2,F4 | $8.2719 | holding | — | — | — | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 1,215 | 1,215 | D |
Explanation of responses
- F1Includes stock dividend of five percent that was distributed on December 28, 2016.
- F2Exercise price adjusted to account for stock dividend distributed on December 28, 2016.
- F3Number of derivative securities disposed of adjusted to reflect five percent share dividend distributed on December 28, 2016.
- F4Number of derivative securities adjusted to reflect five percent dividend distributed on December 28, 2016.