SEC Form 5 · accession 0001564494-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S Peyton
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 8:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2015 | J | 1,186 | $0.00 | A | 24,932 | D | |
| Common StockF1,F3 | Feb 13, 2015 | J | 2 | $0.00 | A | 52 | I | By daughter (Frances C. Peyton) |
| Common StockF1,F3 | Feb 13, 2015 | J | 2 | $0.00 | A | 52 | I | By daughter (Carilynn M. Peyton) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F4 | $10.8028 | Feb 13, 2015 | J | 55 | A | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $8.6855 | Feb 13, 2015 | J | 55 | A | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $13.8228 | Feb 13, 2015 | J | 115 | A | May 10, 2012 | May 10, 2017 | Common Stock | 115 | 2,430 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Amount of Securities Beneficially Owned increased by 3,307 to correct an inadvertent error.
- F3Amount of Securities Beneficially Owned reduced by 4 shares to correct an inadvertent error.
- F4Exercise price adjusted to account for stock dividend distributed on September 2, 2014.