SEC Form 4/A · accession 0001564492-17-000008
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Matthew R Johnson
Officer — Chief Financial Officer
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | M | 8,679 | $11.5194 | A | 59,470 | D | |
| Common Stock | May 4, 2017 | M | 6,616 | $10.0317 | A | 66,086 | D | |
| Common Stock | May 4, 2017 | M | 3,472 | $11.5194 | A | 69,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $11.5213 | May 4, 2017 | M | 8,679 | D | Jan 31, 2012 | Jan 31, 2018 | Common Stock | 8,679 | 3,472 | D |
| Stock OptionF1 | $10.0317 | May 4, 2017 | M | 6,616 | D | — | May 20, 2023 | Common Stock | 6,616 | 1,653 | D |
| Stock Option | $11.5213 | May 4, 2017 | M | 3,472 | D | Jan 31, 2012 | Jan 31, 2018 | Common Stock | 3,472 | 0 | D |
Explanation of responses
- F1Options vest annually in five equal installments commencing on May 1, 2013, fully vesting on May 1, 2018.
Remarks
Total amount of securities beneficially owned by Reporting Person increased by 98 shares to account for five percent stock dividend received on restricted stock owned by Reporting Person.