SEC Form 4 · accession 0001564492-17-000004
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew R Johnson
Officer — Chief Financial Officer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 6, 2017 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $28.22 | Feb 27, 2017 | A | 4,000 | A | — | Feb 27, 2027 | Common Stock | 4,000 | 4,000 | D |
| Stock OptionF2,F3 | $11.5194 | holding | — | — | — | Jan 31, 2012 | Jan 31, 2018 | Common Stock | 12,151 | 12,151 | D |
| Stock OptionF2,F4,F3 | $20.00 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 4,200 | 4,200 | D |
| Stock OptionF2,F5,F3 | $10.3042 | holding | — | — | — | — | Jun 18, 2022 | Common Stock | 23,150 | 23,150 | D |
| Stock OptionF2,F6 | $10.0317 | holding | — | — | — | — | May 20, 2023 | Common Stock | 8,269 | 8,269 | D |
| Stock OptionF2,F7,F3 | $15.1619 | holding | — | — | — | — | Mar 9, 2025 | Common Stock | 4,200 | 4,200 | D |
Explanation of responses
- F1Options vest annually in five equal installments commencing on February 27, 2018.
- F2Exercise price adjusted to account for the 5% stock dividend distributed on December 28, 2016.
- F3Includes stock dividend of five percent that was distributed on December 28, 2016.
- F4Options vest annually in five equal installments commencing on February 25, 2017, fully vesting on February 25, 2021.
- F5One hundred percent of options vest June 18, 2017.
- F6Options vest annually in five equal installments commencing on May 1, 2013, fully vesting on May 1, 2018.
- F7Options vest annually in five equal installments commencing on March 9, 2016, fully vesting on March 9, 2020.