SEC Form 5 · accession 0001564492-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew R Johnson
Officer — Chief Financial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Feb 2, 2015 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | J | 1,285 | $0.00 | A | 26,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $9.503 | Feb 2, 2015 | J | 275 | A | Dec 30, 2010 | Dec 30, 2015 | Common Stock | 275 | 5,787 | D |
| Stock OptionF1,F2 | $12.0977 | Feb 2, 2015 | J | 412 | A | Jan 26, 2012 | Jan 26, 2017 | Common Stock | 412 | 8,678 | D |
| Stock OptionF1,F2,F3 | $10.3042 | Feb 2, 2015 | J | 1,101 | A | — | Jun 18, 2022 | Common Stock | 1,101 | 23,150 | D |
| Stock OptionF1,F2,F4 | $10.5333 | Feb 2, 2015 | J | 375 | A | — | May 20, 2023 | Common Stock | 375 | 7,875 | D |
| Stock OptionF1,F2 | $12.0958 | Feb 2, 2015 | J | 550 | A | Jan 31, 2012 | Jan 31, 2018 | Common Stock | 550 | 11,573 | D |
| Stock OptionF1,F2 | $9.2871 | Feb 2, 2015 | J | 137 | A | Apr 12, 2007 | Apr 12, 2015 | Common Stock | 137 | 2,893 | D |
| Restricted StockF1,F5 | — | Feb 2, 2015 | J | 44 | A | — | — | Common Stock | 44 | 926 | D |
| Restricted StockF1,F6 | — | Feb 2, 2015 | J | 63 | A | — | — | Common Stock | 63 | 1,323 | D |
| Restricted StockF1,F7 | — | Feb 2, 2015 | J | 18 | A | — | — | Common Stock | 18 | 348 | D |
| Restricted StockF1,F8 | — | Feb 2, 2015 | J | 116 | A | — | — | Common Stock | 116 | 2,441 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Exercise price adjusted to account for stock dividend distributed on September 2, 2014.
- F3One hundred percent of options vest June 18, 2017.
- F4Options vest annually in five equal installments commencing on May 20, 2013, fully vesting on May 20, 2018.
- F5Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 27, 2011.
- F6Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 24, 2012.
- F7Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 19, 2010.
- F8Restricted Stock Award: Restrictions on stock lapse annually in five equal installments commencing on May 15, 2015.