SEC Form 4/A · accession 0001564490-17-000010
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Madhu K Mohan
Director
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 1,215 | $10.2884 | A | 41,259 | D | |
| Common Stock | May 5, 2017 | M | 1,215 | $8.2719 | A | 42,474 | D | |
| Common Stock | May 5, 2017 | M | 2,794 | $13.1672 | A | 45,268 | D | |
| Common Stock | holding | — | — | — | 29,993 | I | Mangal Katikineni, IRA | |
| Common Stock | holding | — | — | — | 213,284 | I | MMK Family Trust | |
| Common Stock | holding | — | — | — | 5,660 | I | By the Nisha Katikineni Trust | |
| Common Stock | holding | — | — | — | 11,019 | I | By the Sheela Katikineni Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $10.2884 | May 5, 2017 | M | 1,215 | D | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 1,215 | 0 | D |
| Stock OptionF1,F2 | $8.2719 | May 5, 2017 | M | 1,215 | D | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 1,215 | 0 | D |
| Stock OptionF1,F2 | $13.1672 | May 5, 2017 | M | 2,794 | D | May 10, 2012 | May 10, 2017 | Common Stock | 2,794 | 0 | D |
Explanation of responses
- F1Exercise price adjusted to account for the 5% stock dividend distributed on December 28, 2016.
- F2Number of shares adjusted to account for the 5% stock dividend distributed December 28, 2016.
Remarks
Amended Form 4 filed to reflect Reporting Person's indirect holdings and to add relevant footnotes explaining adjustments made as a result of most recent stock dividend.