SEC Form 4 · accession 0001564490-16-000009
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Madhu K Mohan
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 15, 2016 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | M | 674 | $12.108 | A | 32,438 | D | |
| Common Stock | holding | — | — | — | 25,152 | I | Mangal Katikineni, IRA | |
| Common Stock | holding | — | — | — | 203,129 | I | MMK Family Trust | |
| Common Stock | holding | — | — | — | 5,800 | I | By the Nisha Katikineni Trust | |
| Common Stock | holding | — | — | — | 11,155 | I | By the Sheela Katikineni Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $12.108 | Sep 15, 2016 | M | 674 | D | Oct 25, 2006 | Oct 25, 2016 | Common Stock | 674 | 0 | D |