SEC Form 4/A · accession 0001564482-17-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George W Connors IV
Officer — President · Director
Period of report
Dec 13, 2016
Accepted (ET)
Jan 26, 2017 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 8,266 | $12.0953 | A | 53,675 | D | |
| Common Stock | Dec 13, 2016 | M | 3,307 | $12.0958 | A | 56,982 | D | |
| Common StockF1 | Dec 13, 2016 | F | 1,428 | $28.02 | D | 55,554 | D | |
| Common StockF2 | Dec 13, 2016 | F | 627 | $28.02 | D | 54,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $12.0958 | Dec 13, 2016 | M | 8,266 | D | Jan 26, 2012 | Jan 26, 2017 | Common Stock | 8,266 | 3,308 | D |
| Stock OptionF3 | $12.0958 | Dec 13, 2016 | M | 3,307 | D | Jan 26, 2012 | Jan 26, 2017 | Common Stock | 3,307 | 0 | D |
Explanation of responses
- F1Represents shares surrendered to cover the exercise price of non-qualified stock options.
- F2Represents shares surrendered in order to cover tax withholding obligations from the exercise of non-qualified stock options.
- F3Pursuant to Section 422 of the Internal Revenue Code, this portion of the reporting person's stock options were deemed non-qualified stock options.
Remarks
Number of shares surrendered in order to cover tax withholding obligations reduced to reflect a corrected calculation of tax withholding obligations.