SEC Form 5 · accession 0001564482-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George W Connors IV
Officer — President · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 9:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2015 | J | 1,470 | $0.00 | A | 30,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F3,F4 | $10.4762 | Feb 13, 2015 | J | 1,928 | A | — | Jun 18, 2022 | Common Stock | 1,928 | 40,515 | D |
| Stock OptionF1,F3 | $9.503 | Feb 13, 2015 | J | 275 | A | Dec 30, 2010 | Dec 30, 2015 | Common Stock | 275 | 5,787 | D |
| Stock OptionF1,F3 | $9.2871 | Feb 13, 2015 | J | 137 | A | Apr 12, 2007 | Apr 12, 2015 | Common Stock | 137 | 2,893 | D |
| Stock OptionF1,F3 | $12.0955 | Feb 13, 2015 | J | 826 | A | Jan 31, 2013 | Jan 31, 2018 | Common Stock | 826 | 17,361 | D |
| Stock OptionF1,F3,F5 | $10.5333 | Feb 13, 2015 | J | 375 | A | — | May 20, 2023 | Common Stock | 375 | 7,875 | D |
| Stock OptionF1,F3 | $12.0958 | Feb 13, 2015 | J | 551 | A | Jan 26, 2012 | Jan 26, 2017 | Common Stock | 551 | 11,574 | D |
| Restricted StockF1,F6 | — | Feb 13, 2015 | J | 65 | A | — | — | Common Stock | 65 | 1,955 | D |
| Restricted StockF1,F7 | — | Feb 13, 2015 | J | 66 | A | — | — | Common Stock | 66 | 1,388 | D |
| Restricted StockF1,F8 | — | Feb 13, 2015 | J | 93 | A | — | — | Common Stock | 93 | 1,953 | D |
| Restricted StockF1,F9 | — | Feb 13, 2015 | J | 21 | A | — | — | Common Stock | 21 | 462 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Amount of Securities Beneficially Owned increased by 52 shares to correct an inadvertent error.
- F3Exercise price adjusted to account for stock dividend distributed on September 2, 2014.
- F4One hundred percent of the options vest on June 18, 2017.
- F5Options vest annually in five equal installments commencing on May 20, 2013, fully vesting on May 20, 2018.
- F6Restricted Stock Award: Restrictions lapse annually in five equal installments commencing April 24, 2012.
- F7Restricted Stock Award: Restrictions lapse annually in five equal installments commencing April 27, 2011.
- F8Restricted Stock Award: Restrictions on stock lapse annually in five equal installments commencing on May 15, 2015.
- F9Restricted Stock Award: Restrictions lapse annually in five equal installments commencing April 19, 2010.