SEC Form 4 · accession 0001564480-17-000006
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaza L Andersen
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 6, 2017 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 120 | I | By Son (Daniel Andersen) | |
| Common StockF1 | holding | — | — | — | 112,195 | D | ||
| Common StockF1 | holding | — | — | — | 120 | I | By Daughter (Kaitlin Andersen) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $28.22 | Feb 27, 2017 | A | 16,685 | A | — | Feb 27, 2017 | Common Stock | 16,685 | 16,685 | D |
| Stock OptionF3,F4,F5 | $10.0317 | holding | — | — | — | — | May 1, 2023 | Common Stock | 16,538 | 16,538 | D |
| Stock OptionF3,F6,F5 | $15.1619 | holding | — | — | — | — | Mar 9, 2025 | Common Stock | 17,519 | 17,519 | D |
| Stock OptionF3,F7,F5 | $9.773 | holding | — | — | — | — | Jun 18, 2022 | Common Stock | 115,472 | 115,472 | D |
| Common StockF3,F8,F5 | $20.00 | holding | — | — | — | — | Feb 26, 2026 | Stock Option | 17,519 | 17,519 | D |
| Stock OptionF3,F5 | $11.5194 | holding | — | — | — | Jan 31, 2013 | Jan 31, 2018 | Common Stock | 24,306 | 24,306 | D |
Explanation of responses
- F1Includes stock dividend of five percent that was distributed on December 28, 2016.
- F2Options vest annually in five equal installments commencing on February 27, 2018, fully vesting on February 27, 2022.
- F3Exercise price adjusted to account for the 5% stock dividend distributed on December 28, 2016.
- F4Options vest annually in five equal installments commencing on May 1, 2013, fully vesting on May 1, 2018.
- F5Number of shares adjusted to account for the 5% stock dividend distributed December 28, 2016.
- F6Options vest annually in five equal installments commencing on March 9, 2016, fully vesting on March 9, 2020.
- F7One hundred percent of the options vest on June 18, 2017.
- F8Options vest annually in five equal installments commencing on February 25, 2017, fully vesting on February 25, 2021.