SEC Form 5 · accession 0001564480-15-000004
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shaza L Andersen
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 5, 2015 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | J | 3,234 | $0.00 | A | 73,209 | D | |
| Common StockF2 | Feb 5, 2015 | J | 5 | $0.00 | A | 115 | I | By Daughter (Kaitlin Andersen) |
| Common StockF2 | Feb 5, 2015 | J | 5 | $0.00 | A | 115 | I | By Son (Daniel Andersen) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F3 | $12.0955 | Feb 5, 2015 | J | 826 | A | Jan 26, 2012 | Jan 26, 2017 | Common Stock | 826 | 17,361 | D |
| Stock OptionF2,F3,F4 | $10.5343 | Feb 5, 2015 | J | 750 | A | — | May 20, 2023 | Common Stock | 750 | 15,750 | D |
| Stock OptionF2,F3 | $9.503 | Feb 5, 2015 | J | 275 | A | Dec 30, 2010 | Dec 30, 2015 | Common Stock | 275 | 5,787 | D |
| Stock OptionF2,F3,F5 | $10.4761 | Feb 5, 2015 | J | 5,236 | A | — | Jun 18, 2022 | Common Stock | 5,236 | 109,973 | D |
| Stock OptionF2,F3 | $12.0947 | Feb 5, 2015 | J | 1,101 | A | Jan 31, 2013 | Jan 31, 2018 | Common Stock | 1,101 | 23,149 | D |
| Stock OptionF2,F3 | $9.2871 | Feb 5, 2015 | J | 275 | A | Apr 27, 2007 | Apr 12, 2015 | Common Stock | 275 | 5,787 | D |
| Restricted StockF2,F6 | — | Feb 5, 2015 | J | 55 | A | — | — | Common Stock | 55 | 1,157 | D |
| Restricted StockF2,F7 | — | Feb 5, 2015 | J | 387 | A | — | — | Common Stock | 387 | 8,146 | D |
| Restricted StockF2,F8 | — | Feb 5, 2015 | J | 126 | A | — | — | Common Stock | 126 | 2,646 | D |
| Restricted StockF2,F9 | — | Feb 5, 2015 | J | 110 | A | — | — | Common Stock | 110 | 2,314 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014. In addition, this Form 5 corrects an inadvertent error and reduces the total number of shares directly owned by 250.
- F2A stock dividend of five percent was distributed on September 2, 2014.
- F3Exercise price adjusted to account for stock dividend distributed on September 2, 2014.
- F4Options vest annually in five equal installments commencing on May 20, 2013, fully vesting on May 20, 2018.
- F5One hundred percent of the options vest on June 18, 2017.
- F6Restricted Stock Award: Restrictions on stock lapse annually in four equal installments commencing on April 19, 2011.
- F7Restricted Stock Award: Restrictions on stock lapse annually in five equal installments commencing on May 15, 2015.
- F8Restricted Stock Award: Restrictions on stock lapse annually in four equal installments commencing on April 27, 2013.
- F9Restricted Stock Award: Restrictions on stock lapse annually in five equal installments commencing on April 24, 2012.