SEC Form 4 · accession 0001564476-17-000008
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Horn
Officer — General Counsel · Director
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 6,615 | $10.0317 | A | 73,782 | D | |
| Common Stock | May 8, 2017 | M | 6,076 | $11.5189 | A | 79,858 | D | |
| Common Stock | holding | — | — | — | 1,050 | I | By Daughter (Tess Horn) | |
| Common Stock | holding | — | — | — | 1,050 | I | By Son (Griffin Horn) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $10.0317 | May 5, 2017 | M | 6,615 | D | — | May 1, 2023 | Common Stock | 6,615 | 1,654 | D |
| Stock Option | $11.5189 | May 8, 2017 | M | 6,076 | D | Jan 31, 2013 | Jan 31, 2018 | Common Stock | 6,076 | 0 | D |
Explanation of responses
- F1Options vest annually in five equal installments commencing on May 1, 2013, fully vesting on May 1, 2018.