SEC Form 4 · accession 0001564476-17-000006
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Horn
Officer — General Counsel · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 3,487 | $13.1682 | A | 67,167 | D | |
| Common Stock | holding | — | — | — | 1,050 | I | By Son (Griffin Horn) | |
| Common Stock | holding | — | — | — | 1,050 | I | By Daughter (Tess Horn) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $13.1682 | Apr 28, 2017 | M | 3,487 | D | May 10, 2012 | May 10, 2017 | Common Stock | 3,487 | 0 | D |