SEC Form 4 · accession 0001564476-15-000008
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Horn
Officer — General Counsel · Director
Period of report
Apr 23, 2015
Accepted (ET)
Apr 23, 2015 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2015 | M | 441 | $0.00 | A | 50,269 | D | |
| Common Stock | Apr 23, 2015 | M | 463 | $0.00 | A | 50,732 | D | |
| Common Stock | Apr 23, 2015 | M | 391 | $0.00 | A | 51,123 | D | |
| Common Stock | Apr 23, 2015 | M | 463 | $0.00 | A | 51,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | — | Apr 23, 2015 | M | 441 | D | — | — | Common Stock | 441 | 882 | D |
| Restricted StockF2 | — | Apr 23, 2015 | M | 463 | D | — | — | Common Stock | 463 | 0 | D |
| Restricted StockF3 | — | Apr 23, 2015 | M | 391 | D | — | — | Common Stock | 391 | 1,562 | D |
| Restricted StockF4 | — | Apr 23, 2015 | M | 463 | D | — | — | Common Stock | 463 | 463 | D |
Explanation of responses
- F1Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 24, 2013.
- F2Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 19, 2011.
- F3Restricted Stock Award: Restrictions on stock lapse annually in five equal installments commencing on April 29, 2015.
- F4Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 27, 2012.