SEC Form 5 · accession 0001564476-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Horn
Officer — General Counsel · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 30, 2015 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | J | 2,179 | $0.00 | A | 48,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $12.0948 | Jan 30, 2015 | J | 275 | A | Jan 31, 2013 | Jan 31, 2018 | Common Stock | 275 | 5,787 | D |
| Stock OptionF1,F2 | $13.8265 | Jan 30, 2015 | J | 158 | A | May 10, 2012 | May 10, 2017 | Common Stock | 158 | 3,321 | D |
| Stock OptionF1,F2 | $10.3707 | Jan 30, 2015 | J | 55 | A | Apr 19, 2006 | Apr 19, 2016 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F2 | $9.2904 | Jan 30, 2015 | J | 55 | A | Apr 12, 2007 | Apr 12, 2015 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F2,F3 | $10.5333 | Jan 30, 2015 | J | 375 | A | — | May 20, 2023 | Common Stock | 375 | 7,875 | D |
| Restricted StockF1,F4 | — | Jan 30, 2015 | J | 63 | A | — | — | Common Stock | 63 | 1,323 | D |
| Restricted StockF1,F5 | — | Jan 30, 2015 | J | 22 | A | — | — | Common Stock | 22 | 463 | D |
| Restricted StockF1,F6 | — | Jan 30, 2015 | J | 93 | A | — | — | Common Stock | 93 | 1,953 | D |
| Restricted StockF1,F7 | — | Jan 30, 2015 | J | 44 | A | — | — | Common Stock | 44 | 926 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Exercise price adjusted to account for stock dividend distributed on September 2, 2014.
- F3Options vest annually in five equal installments commencing on May 20, 2013, fully vesting on May 20, 2018.
- F4Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 24, 2012.
- F5Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 19, 2010.
- F6Restricted Stock Award: Restrictions on stock lapse annually in five equal installments commencing on May 15, 2015.
- F7Restricted Stock Award: Restrictions lapse annually in five equal installments commencing on April 27, 2011.