SEC Form 4 · accession 0001564474-17-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail R Steckler
Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 9, 2017 | M | 3,389 | $13.1674 | A | 30,342 | D | |
| Common StockF1,F2 | Jan 9, 2017 | M | 1,215 | $8.2719 | A | 31,557 | D | |
| Common StockF1,F2 | Jan 9, 2017 | M | 1,215 | $10.2884 | A | 32,772 | D | |
| Common Stock | holding | — | — | — | 6,420 | I | By Spouse (Steve Steckler) | |
| Common Stock | holding | — | — | — | 2,528 | I | By Jackson Steckler Trust | |
| Common Stock | holding | — | — | — | 2,528 | I | By Anna Steckler Trust | |
| Common Stock | holding | — | — | — | 5,139 | I | By Hannah Steckler | |
| Common Stock | holding | — | — | — | 5,139 | I | By Ian Steckler Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $13.1674 | Jan 9, 2017 | M | 3,389 | D | May 10, 2012 | May 10, 2017 | Common Stock | 3,389 | 0 | D |
| Stock OptionF1,F2 | $8.2719 | Jan 9, 2017 | M | 1,215 | D | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 1,215 | 0 | D |
| Stock OptionF1,F2 | $10.2884 | Jan 9, 2017 | M | 1,215 | D | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 1,215 | 0 | D |
Explanation of responses
- F1Number of shares adjusted to account for the five percent stock dividend distributed December 28, 2016.
- F2Exercise price adjusted to account for the five percent stock dividend distributed on December 28, 2016.