SEC Form 5 · accession 0001564474-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail R Steckler
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2015 | J | 1,162 | $0.00 | A | 24,437 | D | |
| Common StockF1 | Feb 10, 2015 | J | 242 | $0.00 | A | 5,054 | I | By Hannah Steckler Trust |
| Common StockF1 | Feb 10, 2015 | J | 98 | $0.00 | A | 2,061 | I | By Anna Steckler Trust |
| Common StockF1 | Feb 10, 2015 | J | 303 | $0.00 | A | 6,366 | I | By Spouse (Steve Steckler) |
| Common StockF1 | Feb 10, 2015 | J | 242 | $0.00 | A | 5,054 | I | By Ian Steckler Trust |
| Common StockF1 | Feb 10, 2015 | J | 98 | $0.00 | A | 2,061 | I | By Jackson Steckler Trust |
| Common Stock | Jul 2, 2014 | L | 25 | $15.249 | A | 24,462 | D | |
| Common Stock | Oct 2, 2014 | L | 25 | $15.48 | A | 24,487 | D | |
| Common Stock | Jul 2, 2014 | L | 12 | $15.249 | A | 5,066 | I | By Hannah Steckler Trust |
| Common Stock | Oct 2, 2014 | L | 13 | $15.48 | A | 5,079 | I | By Hannah Steckler Trust |
| Common Stock | Jul 2, 2014 | L | 12 | $15.249 | A | 5,066 | I | By Ian Steckler Trust |
| Common Stock | Oct 2, 2014 | L | 13 | $15.48 | A | 5,079 | I | By Ian Steckler Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F3 | $13.8258 | Feb 10, 2015 | J | 153 | A | May 10, 2012 | May 10, 2017 | Common Stock | 153 | 3,228 | D |
| Stock OptionF1,F3 | $9.2904 | Feb 10, 2015 | J | 55 | A | Apr 12, 2007 | Apr 12, 2015 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F3 | $10.3707 | Feb 10, 2015 | J | 55 | A | Apr 19, 2006 | Apr 19, 2016 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F3 | $8.6855 | Feb 10, 2015 | J | 55 | A | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F3 | $10.8028 | Feb 10, 2015 | J | 55 | A | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 55 | 1,157 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Amount of Securities Beneficially Owned has been increased by 25 to correct an inadvertent error related to the replacement of a lost stock certificate.
- F3Exercise price adjusted to account for stock dividend distributed on September 2, 2014.