SEC Form 5 · accession 0001564448-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Muldoon
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 2, 2015 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | J | 3,160 | $0.00 | A | 66,397 | D | |
| Common StockF1 | Feb 2, 2015 | J | 157 | $0.00 | A | 3,308 | I | By Spouse (Linda Kessler) |
| Common StockF2 | Feb 2, 2015 | J | 18,687 | $0.00 | A | 71,580 | I | Metcor Profit Sharing Plan |
| Common StockF3 | Feb 2, 2015 | J | 14,743 | $0.00 | D | 11,301 | I | Metcor Ltd. (corporation) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F4 | $9.2904 | Feb 2, 2015 | J | 55 | A | Apr 12, 2007 | Apr 12, 2015 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $10.3707 | Feb 2, 2015 | J | 55 | A | Apr 19, 2006 | Apr 19, 2016 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $8.6855 | Feb 2, 2015 | J | 55 | A | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $13.8222 | Feb 2, 2015 | J | 158 | A | May 10, 2012 | May 10, 2017 | Common Stock | 158 | 3,333 | D |
| Stock OptionF1,F4 | $10.8028 | Feb 2, 2015 | J | 55 | A | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 55 | 1,157 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Total shares adjusted to reflect stock dividend paid on September 2, 2014 in the amount of 2,643 and a transfer of 16,044 shares from Metcor Ltd. to the Metcor Profit Sharing Plan.
- F3Total shares adjusted to reflect a stock dividend paid on September 2, 2014 in the amount of 1,301 shares and a transfer of 16,044 shares from Metcor Ltd. to Metcor Profit Sharing Plan.
- F4Exercise price adjusted to account for stock dividend distributed on September 2, 2014.