SEC Form 4 · accession 0001397571-17-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Clyde Oldaker
Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2017 | M | 3,487 | $13.1682 | A | 151,477 | D | |
| Common StockF1 | holding | — | — | — | 28,163 | I | By Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F3 | $13.1682 | May 4, 2017 | M | 3,487 | D | May 10, 2012 | May 10, 2017 | Common Stock | 3,487 | 0 | D |
| Stock OptionF2,F3 | $8.2719 | holding | — | — | — | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 1,215 | 1,215 | D |
| Stock OptionF2,F3 | $10.2884 | holding | — | — | — | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 1,215 | 1,215 | D |
Explanation of responses
- F1Includes stock dividend of five percent that was distributed on December 28, 2016.
- F2Exercise price adjusted to account for the 5% stock dividend distributed on December 28, 2016.
- F3Number of shares adjusted to account for the 5% stock dividend distributed December 28, 2016.