SEC Form 5 · accession 0001210301-17-000008
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Dalton
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 2, 2017 · 12:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2014 | G | 860 | $0.00 | D | 58,659 | I | John H. Dalton Family Trust dtd 12/20/2012 |
| Common StockF1 | Feb 2, 2017 | J | 2,931 | $0.00 | A | 61,590 | I | John H. Dalton Family Trust dtd 12/20/2012 |
| Common StockF1 | Feb 2, 2017 | J | 1,185 | $0.00 | A | 24,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $8.2719 | Feb 2, 2017 | J | 58 | A | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 58 | 1,215 | D |
| Stock OptionF1,F2 | $10.2884 | Feb 2, 2017 | J | 58 | A | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 58 | 1,215 | D |
| Stock OptionF1,F2 | $13.1633 | Feb 2, 2017 | J | 139 | A | May 10, 2012 | May 10, 2017 | Common Stock | 139 | 2,917 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on December 28, 2016.
- F2Exercise price adjusted to account for stock dividend distributed on December 28, 2016.