SEC Form 4/A · accession 0001210301-17-000005
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John H Dalton
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 2, 2017 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 1,157 | $10.3707 | A | 53,362 | I | John H. Dalton Family Trust dtd 12/20/2012 |
| Common Stock | holding | — | — | — | 29,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $10.3707 | Feb 22, 2016 | M | 1,157 | D | Apr 19, 2006 | Apr 19, 2016 | Common Stock | 1,157 | 0 | D |
| Stock Option | $10.8028 | holding | — | — | — | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 1,157 | 1,157 | D |
| Stock Option | $13.8214 | holding | — | — | — | May 10, 2012 | May 10, 2017 | Common Stock | 2,778 | 2,778 | D |
| Stock Option | $8.6855 | holding | — | — | — | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 1,157 | 1,157 | D |