SEC Form 5 · accession 0001210301-15-000002
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Dalton
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2015 | J | 1,129 | $0.00 | A | 23,724 | D | |
| Common StockF1,F3 | Feb 10, 2015 | J | 2,485 | $0.00 | A | 52,205 | I | John H. Dalton Family Trust dtd 12/20/2012 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F4 | $8.6855 | Feb 10, 2015 | J | 55 | A | Jun 11, 2012 | Dec 11, 2019 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $9.2904 | Feb 10, 2015 | J | 55 | A | Apr 12, 2007 | Apr 12, 2015 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $10.3707 | Feb 10, 2015 | J | 55 | A | Apr 19, 2006 | Apr 19, 2016 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $10.8028 | Feb 10, 2015 | J | 55 | A | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 55 | 1,157 | D |
| Stock OptionF1,F4 | $13.8214 | Feb 10, 2015 | J | 132 | A | May 10, 2012 | May 10, 2017 | Common Stock | 132 | 2,778 | D |
Explanation of responses
- F1A stock dividend of five percent was distributed on September 2, 2014.
- F2Amount of Securities Beneficially Owned has been increased by 1,595 to correct an inadvertent error in the number of shares reported on reporting owner's Form 5 filed for the fiscal year ending December 31, 2013.
- F3Amount of Securities Beneficially Owned has been increased by 1,442 to correct an inadvertent error in the number of shares directly owned as reported on reporting owner's Form 5 filed for the fiscal year ending December 31, 2013.
- F4Exercise price adjusted to account for stock dividend distributed on September 2, 2014.