SEC Form 4/A · accession 0001055261-17-000010
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph S Bracewell
Officer — Executive Chairman · Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 11:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | M | 1,753 | $20.00 | A | 321,694 | D | |
| Common Stock | May 2, 2017 | M | 6,616 | $10.0317 | A | 328,310 | D | |
| Common Stock | May 2, 2017 | M | 3,505 | $15.1619 | A | 331,815 | D | |
| Common Stock | May 2, 2017 | M | 3,038 | $8.2689 | A | 334,853 | D | |
| Common Stock | May 2, 2017 | M | 3,038 | $10.2847 | A | 337,891 | D | |
| Common Stock | holding | — | — | — | 25,000 | I | By Peggy D. Bracewell Revocable Trust (Peggy D. Bracewell, Trustee) | |
| Common Stock | holding | — | — | — | 4,058 | I | By JSB Irrevocable Trust (Peggy D. Bracewell, Trustee) | |
| Common Stock | holding | — | — | — | 31,426 | I | By Donley Family Trust (Peggy D. Bracewell, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $20.00 | May 2, 2017 | M | 1,753 | D | — | Feb 25, 2026 | Common Stock | 1,753 | 7,007 | D |
| Stock OptionF2 | $10.0317 | May 2, 2017 | M | 6,616 | D | — | May 1, 2023 | Common Stock | 6,616 | 1,651 | D |
| Stock OptionF3 | $15.1619 | May 2, 2017 | M | 3,505 | D | — | Mar 9, 2025 | Common Stock | 3,505 | 5,255 | D |
| Stock Option | $8.2689 | May 2, 2017 | M | 3,038 | D | Jun 11, 2012 | Jun 11, 2019 | Common Stock | 3,038 | 0 | D |
| Stock Option | $10.2847 | May 2, 2017 | M | 3,038 | D | Jul 22, 2012 | Jul 22, 2018 | Common Stock | 3,038 | 0 | D |
Explanation of responses
- F1Options vest annually in five equal installments commencing on February 25, 2017, fully vesting on February 25, 2021.
- F2Options vest annually in five equal installments commencing on May 1, 2013, fully vesting on May 1, 2018.
- F3Options vest annually in five equal installments commencing on March 9, 2016, fully vesting on March 9, 2020.