SEC Form 4 · accession 0001615774-16-004769
Unilife Corp · UNIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Shortall
Other
Period of report
Mar 31, 2016
Accepted (ET)
Apr 1, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2016 | J | 1,900,000 | $0.68 | D | 4,672,240 | D | |
| Common StockF2 | holding | — | — | — | 55,074 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2016, a forbearance agreement with respect to shares pledged on loans to Mr. Shortall expired, as a result of which Mr. Shortall forfeited an aggregate of 1,900,000 shares of common stock which were pledged.
- F2Owned by spouse of Mr. Shortall.