SEC Form 4 · accession 0000899243-17-002224
Unilife Corp · UNIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Molly Weaver
Officer — See Remarks
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2017 | A | 40,000 | $0.00 | A | 83,613 | I | By Spouse |
| Common Stock | holding | — | — | — | 43,207 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.53 | Jan 26, 2017 | A | 65,000 | A | — | Jan 26, 2027 | Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1These represent restricted stock units awarded by Unilife Corporation, (the "Company") to the reporting person's spouse, which vest as follows: 10,000 shares on January 26, 2018; 10,000 shares on January 26, 2019; and 20,000 on January 26, 2020.
- F2The option vests in installments as follows: 16,250 shares on January 26, 2018; 16,250 shares on January 26, 2019; and 32,500 shares on January 26, 2020.
Remarks
VP Quality and Regulatory Affairs & CCO