SEC Form 4 · accession 0000899243-15-009717
Unilife Corp · UNIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Shortall
Officer — Chief Executive Officer · Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2015 | J | 3,401,668 | $0.00 | D | 7,307,375 | D | |
| Common StockF2 | holding | — | — | — | 55,074 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 9, 2015, Alan Shortall defaulted on loans in the aggregate principal amount of $3,072,704.60 under which an aggregate of 3,401,668 shares of common stock were pledged. As a result, these shares were forfeited under the terms of the loan agreements.
- F2Owned by spouse of Mr. Shortall.