SEC Form 4 · accession 0001567619-19-005831
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R DeFazio
Officer — President and CEO · Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2 | Feb 27, 2019 | A | 11,193 | $0.00 | A | 25,202 | D | |
| Common Stock | holding | — | — | — | 129,140 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $18.00 | holding | — | — | — | — | Oct 22, 2023 | Common Stock | 57,000 | 57,000 | D |
| Stock OptionsF4 | $18.00 | holding | — | — | — | — | Dec 2, 2023 | Common Stock | 74,000 | 74,000 | D |
| Stock OptionsF4 | $18.00 | holding | — | — | — | — | Mar 18, 2024 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionsF4 | $18.00 | holding | — | — | — | — | Jun 1, 2025 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.
- F2Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
- F3Shares of restricted stock granted on February 27, 2019 and vest at a rate of 33.3% per year commencing on December 31, 2019.
- F4Fully vested and exercisable.