SEC Form 4 · accession 0001567619-19-002349
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R DeFazio
Officer — President and CEO · Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 5, 2019 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | S | 1,197 | $35.00 | D | 131,943 | I | By LLC |
| Common Stock | Jan 31, 2019 | S | 165 | $35.01 | D | 131,778 | I | By LLC |
| Common Stock | Jan 31, 2019 | S | 200 | $35.02 | D | 131,578 | I | By LLC |
| Common Stock | Jan 31, 2019 | S | 238 | $35.03 | D | 131,340 | I | By LLC |
| Common Stock | Jan 31, 2019 | S | 3 | $35.21 | D | 131,337 | I | By LLC |
| Common Stock | Jan 31, 2019 | S | 197 | $35.30 | D | 131,140 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 401 | $35.00 | D | 130,739 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 100 | $35.30 | D | 130,639 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 100 | $35.31 | D | 130,539 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 148 | $35.34 | D | 130,391 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 42 | $35.35 | D | 130,349 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 100 | $35.37 | D | 130,249 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 20 | $35.38 | D | 130,229 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 100 | $35.40 | D | 130,129 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 100 | $35.41 | D | 130,029 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 80 | $35.42 | D | 129,949 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 108 | $35.43 | D | 129,841 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 2 | $35.46 | D | 129,839 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 47 | $35.48 | D | 129,792 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 50 | $35.49 | D | 129,742 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 40 | $35.51 | D | 129,702 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 103 | $35.53 | D | 129,599 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 99 | $35.535 | D | 129,500 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 100 | $35.63 | D | 129,400 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 80 | $35.64 | D | 129,320 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 80 | $35.70 | D | 129,240 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 55 | $35.72 | D | 129,185 | I | By LLC |
| Common Stock | Feb 1, 2019 | S | 45 | $35.75 | D | 129,140 | I | By LLC |
| Common StockF1,F2 | holding | — | — | — | 14,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Oct 22, 2023 | Common Stock | 57,000 | 57,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Dec 2, 2023 | Common Stock | 74,000 | 74,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Mar 18, 2024 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Jun 1, 2025 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.
- F2Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
- F3Fully vested and exercisable.