SEC Form 4 · accession 0001567619-19-001982
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R DeFazio
Officer — President and CEO · Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2019 | S | 700 | $35.00 | D | 136,440 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 190 | $35.01 | D | 136,250 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 110 | $35.02 | D | 136,140 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 100 | $35.06 | D | 136,040 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 107 | $35.09 | D | 135,933 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 93 | $35.10 | D | 135,840 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 150 | $35.14 | D | 135,690 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 400 | $35.15 | D | 135,290 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 100 | $35.21 | D | 135,190 | I | By LLC |
| Common Stock | Jan 29, 2019 | S | 50 | $35.22 | D | 135,140 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 69 | $35.13 | D | 135,071 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 100 | $35.15 | D | 134,971 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 200 | $35.20 | D | 134,771 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 230 | $35.26 | D | 134,541 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 117 | $35.27 | D | 134,424 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 131 | $35.35 | D | 134,293 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 99 | $35.42 | D | 134,194 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 100 | $35.47 | D | 134,094 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 200 | $35.48 | D | 133,894 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 30 | $35.52 | D | 133,864 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 171 | $35.54 | D | 133,693 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 153 | $35.56 | D | 133,540 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 200 | $35.685 | D | 133,340 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 98 | $35.74 | D | 133,242 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 101 | $35.75 | D | 133,141 | I | By LLC |
| Common Stock | Jan 30, 2019 | S | 1 | $35.76 | D | 133,140 | I | By LLC |
| Common StockF1,F2 | holding | — | — | — | 14,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Oct 22, 2023 | Common Stock | 57,000 | 57,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Dec 2, 2023 | Common Stock | 74,000 | 74,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Mar 18, 2024 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Jun 1, 2025 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.
- F2Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
- F3Fully vested and exercisable.